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FINRA Awards for Richard E. Ramirez

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0298409/20/2024Claimant(s): Brian Horn
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Richard E. Ramirez
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
23-0294805/29/2024Claimant(s): Vincent Catalano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Richard E. Ramirez
Arbitrator(s): Louis P. Wagman
Hearing Site: Wilmington, DE

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