FINRA Awards for Michele N. O'Brien

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-02167	05/29/2012	Claimant(s): Cleaver Sanders Claimant Lawyers(s): Malcom X. Larvadain Respondent(s): Daniel Nowak, Chase Investment Services Corp. Respondent Lawyers(s): Vicki M. Crochet Arbitrator(s): Michael T. Nobile, Michele N. O'Brien, Mario Alberto Arteaga Hearing Site: New Orleans, LA
09-02596	07/12/2010	Claimant(s): Tommy Sausley Claimant Lawyers(s): Tommy N. Sausley Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Thomas D. Cordell Arbitrator(s): Philip I. McConnell, Mark A. Myers, Michele N. O'Brien Hearing Site: Houston, TX