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FINRA Awards for Richard N. Friedman

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0048212/22/2014Claimant(s): Andrea Halperin
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Trish M. Higgins
Arbitrator(s): Richard N. Friedman, June McLaughlin, Dorothy B. Strackbein
Hearing Site: Los Angeles, CA

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