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FINRA Awards for Jay Sheth

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0254305/21/2024Claimant(s): Jay Sheth
Claimant Lawyers(s): Craig Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Madelon M. Rosenfeld, John Nino Brenkovich, Frances Gottfried
Hearing Site: New York, NY

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