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FINRA Awards for Louis Scotto

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0231010/16/2017Claimant(s): Kevin Gordon
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Louis Scotto, BGC Financial, L.P.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Richard W. Vallario, Barbara J. Glenns, Mary Lou McGanney
Hearing Site: New York, NY
14-0241907/16/2015Claimant(s): John Gatens
Claimant Lawyers(s): Robert S. Balsam
Respondent(s): Daniel Lavecchia, Louis Scotto, Robert Kellan, BGC Financial, L.P.
Respondent Lawyers(s): Michael S. Popok
Arbitrator(s): Daniel B. Berkson, Robert E. Anderson, Thomas Michael Gandolfo
Hearing Site: New York, NY

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