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FINRA Awards for John W. Thomas

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0304511/30/2009Claimant(s): J.B. Hanauer & Co.
Claimant Lawyers(s): Joseph F. Keenan
Respondent(s): Robert Grossman
Respondent Lawyers(s): Evan S. Neadel
Arbitrator(s): James J. Noone, Herbert Z. Geiger, John W. Thomas
Hearing Site: Newark, NJ
08-0052308/13/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Robert Martin
Respondent Lawyers(s): Robert Martin
Arbitrator(s): Thomas Caiaffa, Jeffrey Steinberg, John W. Thomas
Hearing Site: Newark, NJ

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