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FINRA Awards for Alamo Capital

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0127210/29/2018Claimant(s): Timothy Sullivan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Alamo Capital
Respondent Lawyers(s): Allison Kent-Aster, Bradley A. Fishman
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
11-0424008/22/2012Claimant(s): Brittany Duran
Claimant Lawyers(s): Brittany Marie Duran
Respondent(s): Alamo Capital
Respondent Lawyers(s): Allison Kent-Aster
Arbitrator(s): Robert J. Ruben
Hearing Site: Las Vegas, NV

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