Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02758 | 05/13/2014 | Claimant(s): Rockwell Securities LLC Claimant Lawyers(s): Daniel S. Sakol Respondent(s): Melvin Payne Respondent Lawyers(s): Melvin James Payne Arbitrator(s): Daniel J. McCarthy Hearing Site: New York, NY | ||
| 13-02471 | 02/06/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Melissa A. Bevilacqua Respondent(s): Cynthia Parker Respondent Lawyers(s): Cynthia Lynne Parker Arbitrator(s): Daniel J. McCarthy Hearing Site: Philadelphia, PA | ||
| 13-00840 | 08/12/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Richard Catanese Respondent Lawyers(s): Richard Catanese Arbitrator(s): Daniel J. McCarthy Hearing Site: Philadelphia, PA |