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FINRA Awards for Don Boswell

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0200806/04/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Don Boswell
Respondent(s): Michael Brown
Respondent Lawyers(s): Joshua A. Katz
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
12-0201012/20/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Don Boswell
Respondent(s): Christopher Hudson
Respondent Lawyers(s): Christopher G. Hudson
Arbitrator(s): Jack A. Helms
Hearing Site: Jacksonville, FL
12-0143811/09/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Don Boswell
Respondent(s): Benjamin Graham
Respondent Lawyers(s): Benjamin Graham
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL

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