FINRA Awards for TD Ameritrade Clearing.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-03726	10/09/2014	Claimant(s): Kenneth Brown Claimant Lawyers(s): Kenneth William Brown Respondent(s): TD Ameritrade Clearing., John Ricketts Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): G. Robert Abrams, Steven Gerard Goerke, Daniel Joseph Chiodo Hearing Site: Boca Raton, FL
10-02283	01/11/2012	Claimant(s): Scott Stith Claimant Lawyers(s): Liane Janovsky Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Marcia A. Washkuhn Arbitrator(s): William E. Hartsfield Hearing Site: Dallas, TX