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FINRA Awards for Frank Esposto

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0309107/27/2018Claimant(s): Frank Esposto
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson, Andrew Gelfand
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA

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