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FINRA Awards for Frank R. Mead

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0316206/04/2018Claimant(s): First Command Financial Planning.
Claimant Lawyers(s): Karen C. Denney
Respondent(s): John Velez
Respondent Lawyers(s): Cody L. Towns
Arbitrator(s): Frank R. Mead, Roger A. Geddes, Stephen David Bauer
Hearing Site: Phoenix, AZ
07-0334211/19/2008Claimant(s): Damon Jones, Eric Eremia
Claimant Lawyers(s): Damon Lawrence Jones, Eric Anthony Eremia
Respondent(s): David Morgan, Charles Schwab & Co..
Respondent Lawyers(s): Christopher M. Mason
Arbitrator(s): S. Jeffrey Minker, Jeffrey Charles Evanello, Frank R. Mead
Hearing Site: Phoenix, AZ

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