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FINRA Awards for Freddy B. Ruiz

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0504505/19/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Alma Alcoser
Respondent Lawyers(s): Freddy B. Ruiz
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX

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