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FINRA Awards for Richard A. Rudolph

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0214601/27/2009Claimant(s): E*Trade Financial Corporation
Claimant Lawyers(s): Michael P. Elkon
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Patricia A. Christiansen
Arbitrator(s): David D. Cohen, David M. Snyder, Richard A. Rudolph
Hearing Site: Tampa, FL

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