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FINRA Awards for Lorie E. Almon

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0195606/22/2020Claimant(s): Dustin Capco
Claimant Lawyers(s): Dustin Thomas Capco
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Lorie E. Almon
Arbitrator(s): Gregory Hunter Mathews, William Francis Ryan, Joseph Stuligross
Hearing Site: Pittsburgh, PA
15-0066008/30/2016Claimant(s): Casey Sutton
Claimant Lawyers(s): Robert A. Bracken
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Lorie E. Almon
Arbitrator(s): Stephen P. Hoffman, Michael C. Wittenberg, CPF, CLU, ChFC, Lisa Bass Morris
Hearing Site: Charlotte, NC

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