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FINRA Awards for Mark Kravietz

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0302304/18/2022Claimant(s): Mark Kravietz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Hightower Securities
Respondent Lawyers(s): Paul H.R. Wascher
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
20-0060105/01/2020Claimant(s): Mark Kravietz
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY

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