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FINRA Awards for Michael G. Hanlon

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0253011/16/2011Claimant(s): Umpqua Investments.
Claimant Lawyers(s): Ky Fullerton
Respondent(s): Gregory Dostert
Respondent Lawyers(s): Jeffrey A. Long
Arbitrator(s): Michael G. Hanlon
Hearing Site: Portland, OR
10-0099409/08/2010Claimant(s): Black Rose Equity Management
Claimant Lawyers(s): Sandra P. Espinosa
Respondent(s): Eugene Williams
Respondent Lawyers(s): Eugene Leroy Williams
Arbitrator(s): Michael G. Hanlon
Hearing Site: Portland, OR
07-0279210/30/2008Claimant(s): First Allied Securities.
Claimant Lawyers(s): Marion J. Vomhof
Respondent(s): Stephen Brown
Respondent Lawyers(s): Robert S. Banks
Arbitrator(s): Gregory L. Abbott, Grant E. Griffith, Michael G. Hanlon
Hearing Site: Portland, OR

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