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FINRA Awards for Thomas Barnett

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0367903/10/2021Claimant(s): Kyra Kizirian
Claimant Lawyers(s): Kyra L Kizirian
Respondent(s): LPL Financial LLC, Eric Young, Keith Schmidt
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Lester Friedman, Jonathan H. Krotinger, Wendi Lee Eckardt
Hearing Site: San Francisco, CA
20-0087201/07/2021Claimant(s): John Beloin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT
14-0177801/15/2015Claimant(s): Thomas Barnett
Claimant Lawyers(s): Thomas F. Barnett
Respondent(s): Morgan Keegan & Company., Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): D. Bruce Shine
Hearing Site: Memphis, TN
08-0353001/28/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Thomas Barnett
Respondent(s): John Wilfong
Respondent Lawyers(s): R. Layne Holley
Arbitrator(s): J. Maxwell Williams, Patricia Best Vital, Todd Edward Phillips
Hearing Site: Memphis, TN

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