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FINRA Awards for Kermit C. Zieg

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0659212/09/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Thomas Flaherty
Respondent Lawyers(s): Matthew LeFande
Arbitrator(s): Michael Wolf, Kermit C. Zieg, Richard Charles Hotvedt
Hearing Site: Washington, DC

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