FINRA Awards for Suzanne Viau Chamberlain

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-00798	04/12/2012	Claimant(s): Jefferies & Company. Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Alexander Kadish, Matthew Gorelik Respondent Lawyers(s): Ryan D. Saba Arbitrator(s): Robert D. Sussin, Suzanne Viau Chamberlain, Andrea Luise Halperin Hearing Site: Los Angeles, CA
09-02724	04/20/2011	Claimant(s): Shelby Rothman Claimant Lawyers(s): William K. Brewer Respondent(s): Opinder Marwah, Woodbury Financial Services. Respondent Lawyers(s): Martin S. Chester Arbitrator(s): Suzanne Viau Chamberlain, Robert Bruce MacDonald, John W. Garman Hearing Site: Los Angeles, CA