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FINRA Awards for Tom Krag

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0525906/08/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Tom Krag
Respondent Lawyers(s): Kline Preston
Arbitrator(s): Jay R. Robinson
Hearing Site: Nashville, TN

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