FINRA Awards for Lita S Menkin

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-12 out of 12 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-00333	11/13/2017	Claimant(s): Anthony Dye Claimant Lawyers(s): Jordan D. Maglich Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Lita S Menkin, Royce Alan Burns, Gary J. Leshaw Hearing Site: Atlanta, GA
11-02747	05/21/2013	Claimant(s): Timothy Gautney, Aura Asset Management., Aura Financial Services. Claimant Lawyers(s): John G Dana Respondent(s): James Webb, Cape Securities Inc. Respondent Lawyers(s): Judy A. Newcomb, Ronald M. Amato Arbitrator(s): Lita S Menkin, Cherie J. Jolly, Charles M. Thompson Hearing Site: Birmingham, AL