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FINRA Awards for Sean Moran

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0359503/06/2017Claimant(s): Sean Moran
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL

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