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FINRA Awards for Shailesh Negandhi

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0290711/30/2023Claimant(s): Shailesh Negandhi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John B. Clark
Arbitrator(s): Ross B. Russell
Hearing Site: Dallas, TX
22-0292010/20/2023Claimant(s): Shailesh Negandhi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX

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