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FINRA Awards for Pointe Capital.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0293803/20/2009Claimant(s): Pointe Capital.
Claimant Lawyers(s): Daniel R Levene
Respondent(s): Nicolas Arango
Respondent Lawyers(s): Nicolas Esteban Arango
Arbitrator(s): J. Julie Jason
Hearing Site: New York, NY
08-0058109/05/2008Claimant(s): Pointe Capital.
Claimant Lawyers(s): Daniel R Levene
Respondent(s): Arthur Gerome
Respondent Lawyers(s): Arthur Anthony Gerome
Arbitrator(s): Jeffrey E. Skogsbergh
Hearing Site: Los Angeles, CA
08-0014707/23/2008Claimant(s): Pointe Capital.
Claimant Lawyers(s): Daniel R. Levene
Respondent(s): Kurt Muller
Respondent Lawyers(s): Kurt Yasin Muller
Arbitrator(s): Gilbert F. Bach
Hearing Site: New York, NY
07-0146211/16/2007Claimant(s): Pointe Capital.
Claimant Lawyers(s): Daniel R Levene
Respondent(s): Craig Redding
Respondent Lawyers(s): Craig Steven Redding
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY

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