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FINRA Awards for William Lincoln Braude

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0010804/01/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): William Braude
Respondent Lawyers(s): William Lincoln Braude
Arbitrator(s): Jack A. Helms
Hearing Site: Jacksonville, FL

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