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FINRA Awards for Kevin Ellman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0318804/25/2018Claimant(s): Kevin Ellman, Paul Miller
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Lydia Zaidman
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ

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