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FINRA Awards for Rodger Shay

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0100310/09/2020Claimant(s): Rodger Shay
Claimant Lawyers(s): Harris Freedman
Respondent(s): Austin Atlantic Capital Inc.
Respondent Lawyers(s): Kevin A. Rowe
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL

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