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FINRA Awards for Katherine S. Bowles

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0098609/27/2023Claimant(s): Philip Bradshaw
Claimant Lawyers(s): Katherine S. Bowles
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Daryl S. Landy
Arbitrator(s): Mitchell Lee Lathrop
Hearing Site: San Diego, CA

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