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FINRA Awards for Bernard D. Hammer

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0096509/11/2015Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Victor Walker
Respondent Lawyers(s): Marcellous S. McZeal
Arbitrator(s): Bernard D. Hammer, Donald K. Eckhardt, Christine L. Stetson
Hearing Site: Houston, TX
08-0021703/17/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Thomas D. Cordell
Respondent(s): Tommy Sausley
Respondent Lawyers(s): Tommy N. Sausley
Arbitrator(s): Bernard D. Hammer, Gregory E. Muenster, James M. Alexander
Hearing Site: Houston, TX

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