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FINRA Awards for James J. Dobbin

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0076203/12/2012Claimant(s): Jack Smith
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Worth Bagley
Respondent Lawyers(s): Richard A. Bunt
Arbitrator(s): James J. Dobbin, Jon C. Milliken, Donovan Evans Dorsey
Hearing Site: San Diego, CA
04-0124803/19/2008Claimant(s): Piper Jaffray & Co.
Claimant Lawyers(s): Elizabeth H. Lindh
Respondent(s): Alan Fishman
Respondent Lawyers(s): R. Craig Zafis
Arbitrator(s): James J. Dobbin, Harris J. Howard, Robert Jay Filderman
Hearing Site: San Diego, CA

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