FINRA Awards for Ruth I. Major

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00020	05/05/2023	Claimant(s): Bryan Sullivan Claimant Lawyers(s): Ruth I. Major Respondent(s): Wells Fargo Clearing Services, Robert Wellford Respondent Lawyers(s): Sara Soto Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL
09-05477	03/28/2011	Claimant(s): Roy Cook, Oak Brook Strategic Investment Advisors Claimant Lawyers(s): Ruth I. Major Respondent(s): Baker Tilly Capital, Baker Tilly Investment Advisors, Baker Tilly Virchow Krause, LLP Respondent Lawyers(s): Kevin D. McHugh Arbitrator(s): Alan E. Case, Theodore W. Wrobleski, Joseph D. Savino Hearing Site: Chicago, IL