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FINRA Awards for Neil R. Flaum

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0025607/03/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Allen Weiss
Respondent Lawyers(s): Neil R. Flaum
Arbitrator(s): Walter M. Schackman
Hearing Site: New York, NY

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