Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
09-06649 | 11/12/2010 | Claimant(s): First Southwest Company Claimant Lawyers(s): Christopher R. Richie Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Peter J. Conlon, Linda B. Kelly, Robert E. Treadaway Hearing Site: Dallas, TX | ||
07-01009 | 02/23/2009 | Claimant(s): Virgil Smith Claimant Lawyers(s): Virgel L. Smith Respondent(s): Southwest Securities. Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Simeon R. Trotter, Peter J. Conlon, David Max Sanderford Hearing Site: Dallas, TX | ||
06-04808 | 08/27/2008 | Claimant(s): Chestnut Energy Partners., a/k/a Claimant Lawyers(s): John T. Gerhart Respondent(s): Thomas Tapia Respondent Lawyers(s): Thomas Tapia Arbitrator(s): Joann Peters, Peter J. Conlon, Edward J. Lynch Hearing Site: Dallas, TX |