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FINRA Awards for Caren Bass

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0035904/18/2008Claimant(s): Caren Bass
Claimant Lawyers(s): Caren M. Bass
Respondent(s): Citigroup.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Sandra J. Mullings, Elizabeth B. Head, Bartley F. Flaherty
Hearing Site: New York, NY

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