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FINRA Awards for Brett Grimes

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0203701/03/2018Claimant(s): Michael Sexton
Claimant Lawyers(s): John D. Singer
Respondent(s): Brett Grimes
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Arthur T. Berggren, Kevin Joseph Pilon, H. Stuart Waxman
Hearing Site: Los Angeles, CA

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