FINRA Awards for David J. Sullivan

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-02148	04/27/2012	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): David J. Sullivan Respondent(s): Thomas Cash Respondent Lawyers(s): Jon P. Skelton Arbitrator(s): Syma S. Kasdin Hearing Site: Boca Raton, FL
12-00096	04/27/2012	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): David J. Sullivan Respondent(s): Nicole Domnarski Respondent Lawyers(s): Nicole Catherine Domnarski Arbitrator(s): Sandor I. Rabkin Hearing Site: Providence, RI