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FINRA Awards for James Smyth

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0231510/25/2019Claimant(s): James Smyth
Claimant Lawyers(s): Ross B Intelisano
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): William G. Binckes, Ronald Harris Kisner, Leslie Conason
Hearing Site: New York, NY

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