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FINRA Awards for Prudential Annuities Distributors

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0254212/13/2021Claimant(s): Joshua Shapiro
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Annuities Distributors
Respondent Lawyers(s): Ephraim J. Pierre
Arbitrator(s):
Hearing Site: Hartford, CT
13-0098303/07/2014Claimant(s): Gary Wolf
Claimant Lawyers(s): Robert L. Rolnick
Respondent(s): Prudential Annuities Distributors, SII Investments.
Respondent Lawyers(s): Gayla C. Crain, Martin S. Schexnayder
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
12-0321409/16/2013Claimant(s): Prudential Annuities Distributors
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Eric J. Dec
Arbitrator(s): Richard Slavin, Alice Holly Oshins, James J. Gadarowski
Hearing Site: Hartford, CT

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