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FINRA Awards for John M. Kramer

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0343202/05/2016Claimant(s): Jeffrey Howard
Claimant Lawyers(s): Hal J. Wood
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Steven D. Hurd
Arbitrator(s): Mitchell Lee Marinello, John M. Kramer, Susan L. Walker
Hearing Site: Chicago, IL
13-0212412/19/2014Claimant(s): Raymond Walton
Claimant Lawyers(s): Nancy Temple
Respondent(s): Cantor Fitzgerald & Co., BGC Financial, L.P.
Respondent Lawyers(s): David E. Schoenfeld
Arbitrator(s): Kenneth N. Adamson, Epaminondas Eddie Manelis, John M. Kramer
Hearing Site: Chicago, IL

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