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FINRA Awards for Kelly J. Moynihan

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0197204/17/2009Claimant(s): Timothy Sullivan
Claimant Lawyers(s): Anne Marie Murphy
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): Paul J. Dubow, Carl B. Noelke, Thomas C. McNally
Hearing Site: San Francisco, CA

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