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FINRA Awards for Bernard M. Levine

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0110409/09/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Freddy Medina
Respondent Lawyers(s): Freddy A. Medina
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
11-0481408/23/2012Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Bernard M. Levine, Michael A. Ruderman, Philip Boyd Wisener
Hearing Site: Newark, NJ

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