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FINRA Awards for Hillary A. Darnell

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0097011/13/2018Claimant(s): Ford Howell
Claimant Lawyers(s): Hillary A. Darnell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
18-0015207/05/2018Claimant(s): Shawn Patt
Claimant Lawyers(s): Shawn Shyama Patt
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Hillary A. Darnell
Arbitrator(s): Robert Rosen, David Maurer, Howard Clark Posner
Hearing Site: Los Angeles, CA
17-0235905/08/2018Claimant(s): Ralph Slocum
Claimant Lawyers(s): Armin Sarabi
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Hillary A. Darnell
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA

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