14-01606 | 12/29/2014 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Audette Paul Morales Respondent(s): Jay H. Mintz IRA Rollover, Jay H. Mintz Revocable Trust Respondent Lawyers(s): William Young Arbitrator(s): Leonard E. Benade, Timothy J. Wright, Lynne T. Albert Hearing Site: Raleigh, NC
| | Expungement |
09-03959 | 08/05/2010 | Claimant(s): Phillip Sielatycki Claimant Lawyers(s): Laura J Wetsch Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Diane C. Fischer Arbitrator(s): Timothy J. Wright, Charles S. Clayton, Michael J. Pasquale Hearing Site: Raleigh, NC
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05-03614 | 07/25/2008 | Claimant(s): Capital Investment Group. Claimant Lawyers(s): J. Anthony Penry Respondent(s): Mark Kyle Respondent Lawyers(s): Mark D. Kyle Arbitrator(s): Timothy J. Wright, Mitchell M. Willoughby, John D. Robb Hearing Site: Raleigh, NC
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06-05400 | 02/22/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eric Rivenbark Respondent Lawyers(s): Eric Ryan Rivenbark Arbitrator(s): Timothy J. Wright, Michael Lloyd Weisel, Michael F. Pearl Hearing Site: Raleigh, NC
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