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FINRA Awards for Kenneth James Pedersen

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0251505/27/2020Claimant(s): Heather Lewis
Claimant Lawyers(s): Trent M Latta
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Joseph C. Roberts, Robert E. Meston, Kenneth James Pedersen
Hearing Site: Seattle, WA
19-0153412/13/2019Claimant(s): Jason Trichler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Kenneth James Pedersen
Hearing Site: Seattle, WA
15-0242404/13/2016Claimant(s): Christy Gatien
Claimant Lawyers(s): Julie T. Burrow
Respondent(s): Peggy Fowler
Respondent Lawyers(s): Peggy Fowler
Arbitrator(s): Michael Lancaster Garcia, Frederick B. Mueller, Kenneth James Pedersen
Hearing Site: Seattle, WA
Expungement

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