Potomac Analytics' Logo

FINRA Awards for Stephanie E. Simmons

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0294008/30/2021Claimant(s): Mark Sitter
Claimant Lawyers(s): Esther Treneer
Respondent(s): Calton & Associates., Capital Financial Services.
Respondent Lawyers(s): Gordon Dihle, Martin S. Schexnayder
Arbitrator(s): James Wallace Boeckman, Stephanie E. Simmons, Curtis Jay Meador
Hearing Site: Houston, TX
17-0327907/01/2019Claimant(s): Christopher Johnson, Lee Przybyla
Claimant Lawyers(s): Jonah Toleno
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): R Lee Britton, Irving Sylvester Moses, Stephanie E. Simmons
Hearing Site: Houston, TX

2 Results

Display: