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FINRA Awards for Jessica N. Garvin

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0533510/22/2007Claimant(s): Sandgrain Securities.
Claimant Lawyers(s): Robert A. Giacovas
Respondent(s): Richard Aulicino
Respondent Lawyers(s): Jessica N. Garvin
Arbitrator(s): G. Robert Abrams, Robert A. Sauerberg, Sherry Puro
Hearing Site: Boca Raton, FL

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