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FINRA Awards for Lisa Neves

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0264803/13/2013Claimant(s): James Rubinton
Claimant Lawyers(s): Jonathan C Schwartz
Respondent(s): Franklin Neves, John Corris, Lisa Neves
Respondent Lawyers(s): Robert J. Pearl
Arbitrator(s): Mary H. Cory, Kimberly A. Gilmour, Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
Expungement

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