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FINRA Awards for Michael Stephen Knight

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0314104/16/2013Claimant(s): James Zastrow, UBS Financial Services Inc.
Claimant Lawyers(s): Payne L. Templeton
Respondent(s): Mirzi T. Maras Revocable Trust
Respondent Lawyers(s): Jacob H. Zamansky
Arbitrator(s): Robert W. Edler, Theodore W. Wrobleski, Michael Stephen Knight
Hearing Site: Chicago, IL
Expungement
10-0568106/21/2012Claimant(s): James Gibbs
Claimant Lawyers(s): James P. Baker
Respondent(s): Max Aten, Valic Financial Advisors.
Respondent Lawyers(s): Randall L. Mitchell
Arbitrator(s): Sheldon I. Saitlin, Mary A. Duffy, Michael Stephen Knight
Hearing Site: Chicago, IL

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