Potomac Analytics' Logo

FINRA Awards for Lisa-Sheri K. Torrence

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0266008/24/2016Claimant(s): Rodney Ellis
Claimant Lawyers(s): James M. Douglas
Respondent(s): Rice Financial Products Company
Respondent Lawyers(s): Lisa-Sheri K. Torrence
Arbitrator(s): David C. Redford
Hearing Site: Houston, TX
12-0126008/02/2016Claimant(s): Brian Nevel
Claimant Lawyers(s): Brian D. Nevel
Respondent(s): Cristal Baron, James Rice, Rice Financial Products Company
Respondent Lawyers(s): Lisa-Sheri K. Torrence
Arbitrator(s): Linda Yarden, Robert S. Getman, Francis Carling
Hearing Site: New York, NY

2 Results

Display: